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FINRA Awards for Bruce J. Rome

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0536810/15/2008Claimant(s): Ji Wei
Claimant Lawyers(s): Bruce J. Rome
Respondent(s): Credit Suisse Securities (USA) LLC, Zhu Jun, Natural Flow Limited
Respondent Lawyers(s): Brian F. Amery, Bruce J. Rome, Jason P. Lee
Arbitrator(s): Charles E. Farnsworth, Jerold R. Babin, James S. Martin
Hearing Site: San Francisco, CA
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