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FINRA Awards for Duffy Worth

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0344512/03/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana H. Sur
Respondent(s): Duffy Worth
Respondent Lawyers(s): Duffy John Worth
Arbitrator(s): Richard Slavin
Hearing Site: Hartford, CT

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