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FINRA Awards for Rosenau Family Research Foundation

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0273706/06/2024Claimant(s): Rosenau Family Research Foundation
Claimant Lawyers(s): Donald R. McNeil
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Jeffrey W. Jacobs, Leo G. Stern, Joseph Darwin Kenyon
Hearing Site: Minneapolis, MN
Checkmark Icon$7,342,000

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