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FINRA Awards for Diana Sigalos

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0224903/13/2014Claimant(s): Diana Sigalos, NFS/FMTC Rollover IRA FBO Anthony Sigalo, Anthony Sigalos Separate Property Trust, Sigalos Family Trust U/A 8/1/05
Claimant Lawyers(s): Anthony Sigalos, Diana Sigalos
Respondent(s): Aletheia Securities.
Respondent Lawyers(s): Roger B. Peikin
Arbitrator(s): Anita Rae Shapiro, Mark Alan Sevigny, John Suciu
Hearing Site: Los Angeles, CA
Checkmark Icon$876,780

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