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FINRA Awards for Kelly Ullom

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0245104/17/2013Claimant(s): KRI Investments Limited, KRI Investment Limited Partnership, Richard G & Kathleen Werner Limited Part
Claimant Lawyers(s): Richard Sacks
Respondent(s): Angelo Piciucco, Kelly Ullom, Sunset Financial Services.
Respondent Lawyers(s): John W. Shaw, Michael J. Steinlage
Arbitrator(s): Peter N. Thompson, Kathy A. Tatone
Hearing Site: Minneapolis, MN
Checkmark IconExpungement

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