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FINRA Awards for Clifford Watts

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0573603/10/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew Mall
Respondent(s): Clifford Watts
Respondent Lawyers(s): Matthew K. Rogers
Arbitrator(s): Richard H. Potter, Richard Timothy Curran, Frank V. Tutone
Hearing Site: Charlotte, NC

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