Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01898 | 06/10/2021 | Claimant(s): Beth Bernstein, Beth A. Bernstein IRA, Bernstein-Jewell Family Living Trust Claimant Lawyers(s): Robert H. Rex Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Peter J. McElligott Arbitrator(s): Marc Kalish, William B. Morgan, Garnett Sailor Hearing Site: Phoenix, AZ |  | Dismissed by FINRA 12206 |