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FINRA Awards for Nancy Littlefield

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0222603/11/2024Claimant(s): Nancy Littlefield, Stanley Littlefield, Nancy Littlefield IRA, Stanley Littlefield IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Triad Advisors LLC, Michael Hensley
Respondent Lawyers(s): Zachary Chuey
Arbitrator(s): Daniel F. Piar
Hearing Site: Charlotte, NC
Checkmark IconDismissed by Rule 12206

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