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FINRA Awards for Christopher J. Klein

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Displaying 61-62 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0252007/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Gustavo Mattei
Respondent Lawyers(s): Francisco Pujol
Arbitrator(s): Steven Gerard Goerke, Christopher J. Klein, Thomas R. Noonan
Hearing Site: San Juan, PR
08-0348610/20/2009Claimant(s): Banco Industrial De Venezuela Miami Agen
Claimant Lawyers(s): Barton S. Sacher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): John J. Hearn, James Conrad Sankpill, Christopher J. Klein
Hearing Site: Miami, FL
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