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FINRA Awards for Capstone Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0335010/24/2012Claimant(s): Sergio Alvarado
Claimant Lawyers(s): David Neuman
Respondent(s): Glen Smith, Capstone Partners, L.C.
Respondent Lawyers(s): Glen Edward Smith, Gregory Bartko
Arbitrator(s): Irving A. Chesler
Hearing Site: Chicago, IL
Checkmark Icon$997,380

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