Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02600 | 01/05/2012 | Claimant(s): Gerald Paquette Claimant Lawyers(s): Thomas P. Wilcutts Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Gilles Arbitrator(s): B. J. Krintzman, David B. Beizer, John Thomas Shaban Hearing Site: Hartford, CT |  | Expungement |
| 09-06108 | 04/07/2011 | Claimant(s): Douglas J. Beach and Margaret A. Beach Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): John P. Bevilacqua Arbitrator(s): Roger L. Crossland, John Thomas Shaban, Houston Putnam Lowry Hearing Site: Hartford, CT | | Expungement |