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FINRA Awards for John Lott

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0182709/16/2013Claimant(s): John Lott
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joyce F. Glucksman, Samuel C. Johnson, Laree Payne Kennedy
Hearing Site: Birmingham, AL
Checkmark IconExpungement

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