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FINRA Awards for Stephen M. Bales

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0124809/10/2021Claimant(s): Alan Withrow, Belva Withrow
Claimant Lawyers(s): Travis A. Griffith
Respondent(s): Robert Skidmore, Money Concepts Capital Corp
Respondent Lawyers(s): Lee Murray Hall
Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten
Hearing Site: Charleston, WV
Checkmark IconExpungement
13-0056105/21/2014Claimant(s): Hugh Dale
Claimant Lawyers(s): Hugh D. Dale
Respondent(s): Neil Morganbesser, Cappello Capital Corp.
Respondent Lawyers(s): Jeffrey A. Sklar, Matthew N. Falley
Arbitrator(s): Donald B. Vaden, Christopher Lee Howard, Stephen M. Bales
Hearing Site: Charleston, WV
Checkmark Icon$3,698

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