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FINRA Awards for William H. Malloy

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0461203/17/2010Claimant(s): Nhu-Ngoc Huynh
Claimant Lawyers(s): Nhu-Ngoc Huynh
Respondent(s): Princor Financial Services
Respondent Lawyers(s): Kenneth M. Kolaski
Arbitrator(s): William H. Malloy
Hearing Site: Washington, DC
Checkmark Icon$3,323
08-0340607/30/2009Claimant(s): Larry Overbay
Claimant Lawyers(s): Larry W. Overbay
Respondent(s): Danielle Newman, Robert Carpenter
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): William H. Malloy
Hearing Site: Baltimore, MD
Checkmark Icon$15,031

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