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FINRA Awards for Thomas Oakes

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0294506/27/2019Claimant(s): Douglas D. and Joan L. Start
Claimant Lawyers(s): Joan L. Start
Respondent(s): Thomas Oakes, Royal Securities Company
Respondent Lawyers(s): Thomas Cameron Oakes, Troy Ernzer
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$70,000

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