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FINRA Awards for Harley Bjelland

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0262804/09/2009Claimant(s): Harley Bjelland, Harley L. Bjelland, A Prof. Corp.
Claimant Lawyers(s): Harley L. Bjelland
Respondent(s): Kelly Dougherty, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Steven J. Feldman
Hearing Site: Los Angeles, CA
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