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FINRA Awards for Christopher Berthold

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0192512/12/2023Claimant(s): Christopher Berthold
Claimant Lawyers(s): Christopher Berthold
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Arocles Aguilar
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12212 and 12511

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