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FINRA Awards for Barnard Lewis Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0049405/29/2012Claimant(s): Barnard Lewis Family Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Chase Investment Services Corp., WAMU Investments.
Respondent Lawyers(s): Erika Imre Schindler, Joseph S. Simms
Arbitrator(s): Herbert Liberman, Amy Seltzer, Paul D. Gutierrez
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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