FINRA Awards for Deepak Raj

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
03-00161	04/09/2008	Claimant(s): W. Dal and Peggy J. Berry Claimant Lawyers(s): Jakes Jordaan Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Betty Santangelo, Joel R. Sharp Arbitrator(s): William Cavalier, James A. Hayden, Mark L. Williams Hearing Site: Dallas, TX		$0
02-07725	10/16/2007	Claimant(s): Barbara Doop Claimant Lawyers(s): Jakes Jordaan Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel R. Sharp, Pamela C. Serranzana Arbitrator(s): William L. Dorcy, James K. Pittman, Thomas Mark Zeller Hearing Site: Dallas, TX		Expungement