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FINRA Awards for Richard Watts and Sally Warner Watts

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0038506/20/2011Claimant(s): Richard Watts and Sally Warner Watts
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Paul Davis Pearlstein
Hearing Site: Washington, DC
Checkmark Icon$32,925

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