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FINRA Awards for Altenhofen Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0131901/04/2019Claimant(s): Altenhofen Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Barbara M. Zak, Jeffrey E. Skogsbergh, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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