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FINRA Awards for Carolina Capital Markets.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0138804/18/2018Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy, Carolina Capital Markets.
Respondent Lawyers(s): Joseph L. Hood, Thomas G. Shugrue
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
Checkmark Icon$2,013,780

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