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FINRA Awards for Andres Romero

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0045207/20/2018Claimant(s): Andres Romero
Claimant Lawyers(s): David Neuman
Respondent(s): Legend Securities.
Respondent Lawyers(s): Salvatore C. Caruso
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Albuquerque, NM
Checkmark Icon$48,266

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