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FINRA Awards for Charles Wood

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0314704/24/2013Claimant(s): Charles Wood
Claimant Lawyers(s): Helen F. Wood
Respondent(s): Alfredo Ruiz, Chad Barancyk, Diana Remboski, Margaret Glennon, Michael Derosa, SII Investments., Oak Partners.
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Tim V. Young
Hearing Site: Indianapolis, IN
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