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FINRA Awards for Robert S. McConnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0098609/25/2013Claimant(s): Velma H. Petty, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert S. McConnell
Hearing Site: Birmingham, AL
Checkmark Icon$44,262
12-0374607/23/2013Claimant(s): Alfonso A. Larriva
Claimant Lawyers(s): Alfonso A. Larriva
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
Checkmark Icon$0
12-0021302/20/2013Claimant(s): John Butler
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
Checkmark Icon$0
10-0346202/25/2011Claimant(s): Deanne Eastin, Terrance Eastin
Claimant Lawyers(s): Terrance Eastin
Respondent(s): Carol Vehmeyer
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
Checkmark Icon$213

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