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FINRA Awards for Steve N. Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0689307/16/2010Claimant(s): Esemco Corporation, Steve N. Mitchell IRA, Steve N. Mitchell Roth IRA
Claimant Lawyers(s): Steve N. Mitchell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sean R. Murphy
Arbitrator(s): Carolyn A. Mann
Hearing Site: Albany, NY
Checkmark Icon$425

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