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FINRA Awards for James Proeschel

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0019002/14/2012Claimant(s): Brenda Proeschel, James Proeschel
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
Checkmark IconExpungement

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