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FINRA Awards for Poppie Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0250612/09/2010Claimant(s): Poppie Phillips, Roth IRA
Claimant Lawyers(s): Michael Clutter
Respondent(s): Chase Investment Services Corp., Joseph Liddell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
Checkmark Icon$14,171

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