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FINRA Awards for Estate of Michael Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0149611/10/2017Claimant(s): Estate of Michael Williams
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jaimeson
Arbitrator(s): Tina E. Patterson, James Michael Belk, Frank V. Tutone
Hearing Site: Charlotte, NC
Checkmark Icon$600

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