Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03174 | 03/07/2018 | Claimant(s): Gary Fields, Marjorie Fields, Gary B. Fields Roth IRA, Gary B. Fields Traditional IRA, Marjorie Fields Traditional IRA, Fields Family Trust U/A DTD 10/04/1994 Claimant Lawyers(s): Cary S. Lapidus Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Laurel Littman Gothelf, Robert M. Smith, Norman Dale Menegat Hearing Site: San Francisco, CA |  | Expungement |