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FINRA Awards for A. Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0260208/15/2008Claimant(s): A. Ray
Claimant Lawyers(s): Walter W. Bussart
Respondent(s): James Bratcher, Securities Service Network.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): D. Bruce Shine, Coleman Robert Perry, Richard K. Smith
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule 12206

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