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FINRA Awards for Louis Hoggatt

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0308402/03/2009Claimant(s): Cynthia Laughlin, Louis Hoggatt
Claimant Lawyers(s): Louis N. Hoggatt
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Walton L. Huff
Hearing Site: Houston, TX
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