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FINRA Awards for Charles A. Joplin

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0536902/05/2008Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Will S. Montgomery
Respondent(s): MISR Securities International
Respondent Lawyers(s): Debra G. Speyer
Arbitrator(s): Charles A. Joplin, C. Sumpter Logan, Larry N. Quinn
Hearing Site: Dallas, TX
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