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FINRA Awards for Herold Family Living Trust UAD

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0471207/11/2012Claimant(s): Herold Family Living Trust UAD
Claimant Lawyers(s): Cletus M. Herold
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): William B. Ross
Hearing Site: Des Moines, IA
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