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FINRA Awards for The Rosen Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0554101/04/2011Claimant(s): Dawn Coulson, Steckbauer Weinhart Jaffe, LLP 401 (K)
Claimant Lawyers(s): Jeffrey A. Cohen, William W. Steckbauer
Respondent(s): Karen Rosen, The Rosen Group
Respondent Lawyers(s): Karen Lyn Rosen
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
Checkmark Icon$9,454

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