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FINRA Awards for Harold G. Wren

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0412803/21/2014Claimant(s): John Caudill, Molly Caudill
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Amelia F. Adams, Jeffrey M. Bain, Harold G. Wren
Hearing Site: Louisville, KY
Checkmark Icon$202,375

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