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FINRA Awards for Frank R. Lopez Living Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0087701/13/2010Claimant(s): Frank Lopez, Frank R. Lopez Living Trust
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
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