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FINRA Awards for Charles W. Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0166901/24/2014Claimant(s): Charles Frank
Claimant Lawyers(s): Charles W. Frank
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
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