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FINRA Awards for David Petersen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0051312/29/2017Claimant(s): David Petersen
Claimant Lawyers(s): Lars Kristian Soreide
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
Checkmark IconExpungement

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