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FINRA Awards for Allan N. Taffet

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0060911/29/2010Claimant(s): Moshe Shram
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): IDB Capital Corp.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Barbara M. Zak, Joseph C. Watson, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0475408/10/2009Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Investment Hunter
Respondent Lawyers(s): Richard A. Lewins
Arbitrator(s): Robert L. Yeager, Charles T. Dix, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$0

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