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FINRA Awards for AET Investment Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0211212/08/2023Claimant(s): Tonya Simmons
Claimant Lawyers(s): Tonya A. Simmons
Respondent(s): AET Investment Services
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
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