FINRA Awards for Christopher J. Rogers

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00578	10/09/2013	Claimant(s): PHK Trust Claimant Lawyers(s): Kamyar R. Shayan Respondent(s): David Crist, First Allied Securities., Sii Investments. Respondent Lawyers(s): Jacquelyn Mohr, Jeffrey K. Compton Arbitrator(s): Carolyn V. Quadt, Christopher J. Rogers, Robert C. Albini Hearing Site: Los Angeles, CA		Expungement
12-02933	07/09/2013	Claimant(s): Marianne Baldwin Claimant Lawyers(s): Irwin Stein Respondent(s): Mark Van Mourick, Gramercy Securities., Optivest. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Michael G. Clark, Christopher J. Rogers, Joyce L. Hurley Hearing Site: Los Angeles, CA		Expungement