Potomac Analytics' Logo

FINRA Awards for David I. Levine

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0048907/12/2018Claimant(s): StartEngine Capital LLC
Claimant Lawyers(s): Mary Knight
Respondent(s): Andrew Dewey
Respondent Lawyers(s): Andrew Dewey
Arbitrator(s): David I. Levine
Hearing Site: Reno, NV
Checkmark Icon$0
13-0025802/19/2014Claimant(s): Dolores Smallen, Martin Smallen, The Smallen Family Trust U/A dated 5/31/
Claimant Lawyers(s): Christopher Gray
Respondent(s): Shawn Davis, Berthel, Fisher & Company Financial Svcs
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Jane Bradley, Jonathan Holman Hathaway, David I. Levine
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206

12 Results

Display: