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FINRA Awards for Theodore G. Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0347004/21/2010Claimant(s): Honolulu Professional SVCS LTD U/A
Claimant Lawyers(s): Margery S. Bronster
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Frank R Weaver, Carol M. Egan, Theodore G. Ray
Hearing Site: Honolulu, HI
Checkmark Icon$45,000

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