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FINRA Awards for Carlos Santana Lugo

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0289112/08/2021Claimant(s): Amalia Colon De Santana, Carlos Santana Lugo
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Harold Craig Cohen
Hearing Site: San Juan, PR
Checkmark IconExpungement

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