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FINRA Awards for UBS Financial Services Inc of P.R.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0272306/24/2011Claimant(s): Carmen Martino
Claimant Lawyers(s): Ralph Vallone
Respondent(s): Eric Snyder, Magda Brocco, UBS Financial Services Inc of P.R.
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Elena G. Rodriguez, Luz Ivette Rivera
Hearing Site: San Juan, PR
Checkmark IconExpungement

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