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FINRA Awards for Thomas W. Craddock

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0153309/25/2009Claimant(s): Solaris Opportunity, L.P.
Claimant Lawyers(s): James E. Judge
Respondent(s): Phlip Pendergraft, Penson Financial Services.
Respondent Lawyers(s): Thomas W. Craddock
Arbitrator(s): Stuart D. Summers, Philip J. Glick, Ralph O. Bolt
Hearing Site: Chicago, IL
Checkmark Icon$200,000

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