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FINRA Awards for Dain StokesL Financial LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0257406/09/2016Claimant(s): Michael Caprario
Claimant Lawyers(s): Michael Caprario
Respondent(s): Dain StokesL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Manchester, NH
Checkmark IconExpungement

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