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FINRA Awards for Stephen Washburn

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0050001/21/2015Claimant(s): Stephen Washburn, Theresa Washburn
Claimant Lawyers(s): Brian L. McMahon
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Paul J. Maxa
Arbitrator(s): Douglas G. Plank
Hearing Site: Minneapolis, MN
Checkmark Icon$100,000
06-0137403/03/2010Claimant(s): Dennis Lynch
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): H. Fehn, John Meyers, K. Garrett, Katheleen McPherson, Russell Riccobono, Scott Brooks, Scott Magallanes, Stanley Brooks, Stephen Washburn, Steve Skytte, Brookstreet Securities Corporation, First Providence Financial Group, The Brooks Family Trust
Respondent Lawyers(s): H. Thomas Fehn, John M. Meyers, K. Michael Garrett, Katheleen M. McPherson, Russell Robert Riccobono, Scott Lee Magallanes, Stephen P. Washburn, Steve Skytte, Steven W. Schaefer
Arbitrator(s): John P. Scordo, Alan K. Bloom, Joseph Michael Dougherty
Hearing Site: Newark, NJ
Checkmark Icon$24,400

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