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FINRA Awards for Willard H. Altman

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0114411/28/2008Claimant(s): Judith Fogel
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Financial West Group, Marc Tucker
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Vaughn Thomas Hale, Robert H. Wrenn, Willard H. Altman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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